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【コンプライアンス求人】外資系資産運用会社・コンプライアンスマネジャー募集・要英語・年収~1600万
ポジション マネジャー
雇用形態 正社員
業種 金融
職種分類 コンプライアンス
職種 コンプライアンス
配属部署 コンプライアンス部
採用募集人数 1 人
仕事内容 ■Oversee and monitor the implementation of compliance, governance and risk management controls in the Tokyo office, which consists of two licensed entities.
■Advise all departments, especially the Tokyo consulting professionals, in relation to asset management and advisory regulations from a Japanese perspective.
■Be the primary point of contact with the Japan FSA and KLFB, other government authorities and external legal counsel.
■Institute best practices by continuously testing the Japanese compliance program and developing it to meet new financial regulations.
■Supervise compliance testing and monitoring in accordance with global and local standards.
■Review customer contracts, engagement letters and statements of work for adherence to law and regulation as well as to internal requirements.
■Support the organization and offering of new financial products (primarily funds) and services.
■Liaise with the firm’s international legal and compliance team and assist in implementing global initiatives.
■Preparation, submission and maintenance of regulatory filings.
求める学歴 ■High degree of autonomy and ability to work in a regional matrix structure and be involved in global matters. Japanese law degree a plus.
必要スキル ■7+ years’ experience in the Compliance and/or Legal departments of a significant financial institution that is FSA/KLFB-regulated with demonstrated ability to manage the relationship with the regulator.
■Strong knowledge of applicable Japanese financial regulations.
■Proven record of being a team player with the ability to work independently and to liaise effectively with client-facing professionals and management. Strong business acumen and client service mentality is a must! Ability to build and maintain relationships across various lines of business and with external stakeholders.
勤務地 東京
勤務時間 9:00~17:30
福利厚生 各種社会保険、団体加入保険(生命保険、傷害保険、GLTD等)、退職金制度あり
休暇 土日祝日、年末年始、年次有給休暇、慶弔休暇 等
求人番号 1590
1 件中、1-1件目 1
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