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1 件の求人案件が見つかりました。
1-1件目 1
【コンプライアンス求人】フィンテックベンチャー・コンプライアンス部長候補・要英語・年収900~1200万
ポジション 部長候補
雇用形態 正社員
業種 金融
職種分類 コンプライアンス
職種 コンプライアンス
配属部署 Compliance Team
採用募集人数 1 人
仕事内容 Responsibilities:
As a member of the Compliance team, execute day-to-day operations for the following functions, but not limited to;

■Licensing and Registrations – responsible for ensuring the employees in the relevant business units are properly licensed and registered with the applicable authorities to perform financial activities and support maintaining their licenses.
■Policies and Procedures – responsible for maintenance of internal rules, policies and compliance notices. Timely follow ups with the Compliance professionals to review and update the existing documents.
■Compliance Training and Education – work closely with Compliance professionals and global counterparts to develop compliance training modules and, assist rolling out training to meet the training plan on a timely basis.
■Employee trading and Investments – Ensure employees are in compliance with the Firm’s internal policies on employee trading and investments.
求める経験 【Preferred Qualifications】
■Experiences in joining a project team deploying a new asset management and/or trading system as a compliance officer in financial industry.
■Actual operational work experience in asset management firm.
■Experiences in regulatory on-site inspection is plus.
必要スキル ■Relevant experience in compliance, risk management or regulatory related functions.
■2-5 years in financial services.
■Detail oriented with ability to multi-task, effectively prioritize responsibilities and produce results.
英語スキル ■Fluent level English
他の言語スキル ■Native level Japanese
その他給与 想定年収:900~1200万円
勤務地 東京
勤務時間 8:45~17:45
求人番号 1359
1 件中、1-1件目 1
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